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We leverage today’s technology to deliver information and experiences that helps you be financially secure and to keep balance of your money.
Who are investment advisory services for?
Our Investment advisory services are is ideal for you if you:
- You suddenly have a Winfall' of money and need professional investment management for your assets.
- You have limited experience investing using retail brokerage accounts, but you want to explore more sophisticated investment strategies.
- You need professional assistance rebalancing your portfolio to better suit your investment and risk profile.
- Your current investment advisory firm is overcharging you for the assets under management causing your portfolio to lose value rapidly.
Who We Are and what we offer
We are a fully independent, minority owned, veteran owned, and fully insured investment advisory firm. We are currently registered in the State of New Jersey. You can view our current active registration here . We offer professional investment advice and asset management services to clients of all walks of life. Our firm is in full compliance with all current state and federal laws. We have partnered with Charles Schwab & Co. as our custodian and all our clients’ assets are placed in their custody. It is important to note that our relationship with Charles Schwab & Co. is that of a Registered Investment Advisory firm and a Custodian and should not be considered an endorsement nor an attestation of the quality of our services from Schwab.
- Client Consulation
$0 - Complementary
At WinFall, we consider it a privilege for our clients to allow us to review their current portfolios. All our investment advisory service consultations are complimentary and will only require an investment of your time. In fact, throughout the entire process, we are not compensated for our time nor our expertise at all. We are only compensated for the assets that you ultimately trust us to manage. Its important to us that our clients make the right decision on who they ultimately trust with their assets without the stress of paying for services-yet-rendered
- Portfolio Analysis & Risk Profile Assessment
$0 - Complementary
Its your money. You earned it and you should keep it. Although we have access to expensive and robust analytical software, we never charge to professionally analyze your portfolio and assess your current risk profile. Our job, is to earn your business by providing services that are superior to our competitors.
- Investment Strategy Proposal
$0 Complementary
Starting to notice a trend? At WinFall, we do all the work upfront – free of charge. We pride ourselves on providing high quality investment advisory service to those who need it the most. We don’t get paid until you have the confidence to know your assets are in good hands. In other words, our only compensation will be realized when you decide to lets us manage your hard-earned assets.
- Implementation Strategy
$0 complementary
At this point of the process we are excited to begin our new relationship with our clients. You can rest assure that we will cross every “t” and dot every “i” and make sure the implementation strategy is successful. Furthermore, this is critical part of the process because if administered incorrectly, it can trigger catastrophic tax events for our clients.
- Review & Rebalance
$0 complementary
At this point, we do expect our clients’ to invite us to the Barbeque or at-least send us holiday cards. However, that’s a requirement. Review of our clients’ assets can be scheduled Monthly, Quarterly, but at-least once Annually. We understand that not every clients’ financial situation is alike and some require more fine-tuning. Our goal is to review, and if necessary, rebalance the clients’ portfolio as often as the client desires. We are only compensated for the assets that you trust us to manage for you and its important to us that you have a firm understand of your investments.